Investment & platform services
Keep advisory mandates and technology-only scope distinct.
Investment implementation & operational support
E6 Portfolios, LLC
Portfolio management, TAMP/subadvisory services, model implementation, reporting, billing, and platform support within the selected engagement.
E6 401k
A separately scoped retirement-plan capability; a 3(38) role begins only with a written appointment. Launch availability requires confirmation.
E6 Payroll
Non-advisory payroll administration and vendor liaison; E6 is not the payroll processor. Availability requires confirmation.
- Retained responsibilities
- The primary firm retains its applicable client, fiduciary, and supervisory obligations. E6 performs only the authorized mandate; custodians retain custody.
- Engagement & contracting company
- The applicable advisory, subadvisory, platform, retirement-plan, or payroll-support agreement identifies the service capacity.
- Cost categories
- Manager, platform, administration, optional-service, custody, and underlying investment costs need separate treatment. Current approved schedules are required.
- Required approvals
- Provider diligence, supported accounts and custodians, model/product approval, authority, and written scope.
- Not included
- E6 is not a broker-dealer or custodian. A technology-only engagement does not authorize investment discretion.
A substantive next step
Start with the work
you want to do differently.
Tell us what is working, where capacity is stretched, and what you want your next chapter to look like. Explore scope, fit, and economics with the appropriate company.
Start a fit conversation